+Artikel 45
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---+Article 45 2.
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Artikel 45

Informationen über die Kundeneinstufung

(Artikel 24 Absatz 4 der Richtlinie 2014/65/EU)

1. Übersicht

Bezeichnung	Regulierung
Article 45 1.	Investment firms shall notify new clients, and existing clients that the investment firm has newly categorised as required by Directive 2014/65/EU, of their categorisation as a retail client, a professional client or an eligible counterparty in accordance with that Directive.
Article 45 2.	Investment firms shall inform clients in a durable medium about any right that client has to request a different categorisation and about any limitations to the level of client protection that a different categorisation would entail.
Article 45 3.	Investment firms may, either on their own initiative or at the request of the client concerned treat a client in the following manner: (a) as a professional or retail client where that client might otherwise be classified as an eligible counterparty pursuant to Article 30(2) of Directive 2014/65/EU; (b) a retail client where that client that is considered a professional client pursuant to Section I of Annex II to Directive 2014/65/EU.

Anforderungen
Quelle	Anforderung

Standards
Quelle	Anforderung

Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
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