21. The framework referred to in the previous paragraph should consider the following actions …

The framework referred to in the previous paragraph should consider the following actions, which are not to be intended to be strictly sequential and may be escalated or de-escalated as appropriate:

• a. engaging in an enhanced supervisory dialogue with the institution, such as holding a meeting with the management body or requiring a self-assessment from the institution;
• b. communicating corrective actions expected from the institution (non-binding measures), such as supervisory expectations or recommendations;
• c. requiring specific corrective action(s) from the institution (binding measures), such as setting qualitative measures the institution needs to comply with and/or setting/increasing Pillar 2 requirement or liquidity requirements;
• d. enforcing supervisory measures to remedy the deficiencies identified, such as administrative penalties, remedial measures or fines.

1. Übersicht

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

3. Zugehörige Standards

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