+21. The framework referred to in the previous paragraph should consider the following actions …

21. The framework referred to in the previous paragraph should consider the following actions …

The framework referred to in the previous paragraph should consider the following actions, which are not to be intended to be strictly sequential and may be escalated or de-escalated as appropriate:

  • a. engaging in an enhanced supervisory dialogue with the institution, such as holding a meeting with the management body or requiring a self-assessment from the institution;
  • b. communicating corrective actions expected from the institution (non-binding measures), such as supervisory expectations or recommendations;
  • c. requiring specific corrective action(s) from the institution (binding measures), such as setting qualitative measures the institution needs to comply with and/or setting/increasing Pillar 2 requirement or liquidity requirements;
  • d. enforcing supervisory measures to remedy the deficiencies identified, such as administrative penalties, remedial measures or fines.

1. Prehľad

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Názov Regulácia

1.1 Odkazy

1.2 Identifikované požiadavky

1.3 Súvisiace štandardy

2. Identifikované požiadavky

Požiadavky
Zdroj Požiadavka

3. Súvisiace štandardy

Štandardy
Zdroj Požiadavka
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