+Skupne smernice (JC 2024 36)
---+Vloga teh smernic
------+Status of the Guidelines
------+Reporting requirements
------+Section 1: General considerations
------+Scope
------+Guideline 1: Language, communication means, contact points and accessibility
------+Guideline 2: Timelines
------+Guideline 3: Difference of opinions between ESAs and competent authorities
------+Guideline 4: Information exchange between ESAs and competent authorities in the context of their respective cooperation with competent authorities designated or established in accordance with NIS2 (NIS2 authorities)
------+Section 2: Designation of critical ICT third-party service providers
------+Guideline 5: Information for the criticality assessment to be submitted by competent authorities to the ESAs
------+Guideline 6: Information related to the designation of critical ICT third-party service providers to be submitted by the Lead Overseer or ESAs to competent authorities
------+Section 3: Core oversight activities
------+Guideline 7: Oversight plans
------+Guideline 8: General investigations and inspections
------+Guideline 9: Additional information exchanges between the Lead Overseer and competent authorities in relation to oversight activities
------+Section 4: Follow-up of the recommendations
------+Guideline 10: General principles for follow-up
------+Guideline 11: Information exchanges between the Lead Overseer and competent authorities to ensure the follow-up of recommendations
------+Guideline 12: Decision requiring financial entities to temporarily suspend the use or deployment of a service provided by the critical ICT third-party service provider or terminate the relevant contractual arrangements concluded with the critical ICT third-party service provider
------+Section 5: Final provisions
English - European Union - Financial Industry -

Skupne smernice (JC 2024 36)

Skupne smernice (JC 2024 36)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/operational-resilience/joint-guidelines-oversight-cooperation-and-information-exchange-between-esas-and-competent – PDF

1. Pregled

,
Naslov Regulativa
Vloga teh smernic

Te smernice so izdane v skladu s členom 16 Uredbe (EU) št. 1093/2010 o ustanovitvi Evropskega nadzornega organa (Evropski bančni organ), Uredbo (EU) št. 1094/2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za zavarovanja in poklicne pokojnine) in Uredbo (EU) št. 1095/2010 o ustanovitvi Evropskega nadzornega organa (Evropski organ za vrednostne papirje in trge) (v nadaljnjem besedilu: uredbe o evropskih nadzornih organih)1 .

Evropski nadzorni organi te smernice izdajajo na podlagi člena 32(7) Uredbe (EU) 2022/2554 (v nadaljnjem besedilu: uredba DORA)2 , v skladu s katerim evropski nadzorni organi izdajo smernice o sodelovanju med njimi in pristojnimi organi, ki zajemajo:

  • • podrobne postopke in pogoje za dodeljevanje in izvajanje nalog med pristojnimi organi in evropskimi nadzornimi organi ter
  • • podrobnosti o izmenjavi informacij, ki jih pristojni organi potrebujejo za zagotovitev nadaljnjega ukrepanja na podlagi priporočil, naslovljenih na tretje ponudnike storitev IKT za finančne subjekte, ki so opredeljeni kot ključni.

1.1 Sklici

1.2 Ugotovljene zahteve

1.3 Povezani standardi

2. Ugotovljene zahteve

Zahteve
Vir Zahteva

3. Povezani standardi

Standardi
Vir Zahteva

Povezane zadeve

  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/