+Article 29 2.

Article 29 2.

Investment firms shall ensure that relevant persons do not enter into a personal transaction which meets at least one of the following criteria:

(a) 

that person is prohibited from entering into it under Regulation (EU) No 596/2014;

(b) 

it involves the misuse or improper disclosure of that confidential information;

(c) 

it conflicts or is likely to conflict with an obligation of the investment firm under Directive 2014/65/EU.

1. Übersicht

,

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Standards

Standards