+Article 29 2.

Article 29 2.

Investment firms shall ensure that relevant persons do not enter into a personal transaction which meets at least one of the following criteria:

(a) 

that person is prohibited from entering into it under Regulation (EU) No 596/2014;

(b) 

it involves the misuse or improper disclosure of that confidential information;

(c) 

it conflicts or is likely to conflict with an obligation of the investment firm under Directive 2014/65/EU.

1. Prezentare generală

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1.1 Referințe

1.2 Cerințe identificate

1.3 Standarde asociate

2. Cerințe identificate

Cerințe

3. Standarde asociate

Standarde