Capital Markets

Verknüpfungen
Verknüpfungstyp	Vorgang
is related to	VERORDNUNG (EG) Nr. 1060/2009 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. September 2009 über Ratingagenturen (Text von Bedeutung für den EWR)
is related to	Assignments added: Ratingagenturen-Verordnung (CRA-Verordnung) (EG) Nr. 1060/2009 (CELEX:02009R1060-20250117) – 1 assignments
is related to	DIRECTIVE 2001/34/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 28 May 2001 on the admission of securities to official stock exchange listing and on information to be published on those securities TABLE OF CONTENTS RECITALS TITLE I: DEFINITIONS AND SCOPE OF APPLICATION Chapter I: Definitions Article 1 Chapter II: Scope of application Article 2 TITLE II: GENERAL PROVISIONS CONCERNING THE OFFICIAL LISTING OF SECURITIES Chapter I: General conditions for admission Article 5 Article 6 Article 7 Chapter II: More stringent or additional conditions and obligations Article 8 Chapter III: Derogations Article 9 Article 10 Chapter IV: Powers of the national competent authorities Section 1: Decision of admission Article 11 Article 12 Article 13 Article 14 Article 15 Section 2: Information requested by the competent authorities Article 16 Section 3: Actions against an issuer failing to comply to the obligations resulting from admission Article 17 Section 4: Suspension and discontinuance Article 18 Section 5: Right to apply to the courts in case of refusal of admission or discontinuance Article 19 TITLE III: PARTICULAR CONDITIONS RELATING TO OFFICIAL LISTING OF SECURITIES Chapter I: Publication of listing particulars for admission Section 1: General provisions Section 2: Partial or complete exemption from the obligation to publish listing particulars Section 3: Permitted omission from the listing particulars of certain information Section 4: Contents of the listing of particulars in certain specific cases Section 5: Control and circulation of listing particulars Section 6: Determination of the competent authority Section 7: Mutual recognition Section 8: Negotiations with non-member countries Chapter II: Particular conditions for the admission of shares Section 1: Conditions relating to companies for the shares of which admission to official listing is sought Article 42 Article 43 Article 44 Section 2: Conditions relating to the shares for which admission is sought Article 45 Article 46 Article 47 Article 48 Article 49 Article 50 Article 51 Chapter III: Particular conditions relating to the admission to the official listing of debt securities issued by an undertaking Section 1: Conditions relating to undertakings for the debt securities of which admission to official listing is sought Article 52 Section 2: Conditions relating to the debt securities for which admission to official listing is sought Article 53 Article 54 Article 55 Article 56 Article 57 Section 3: Other conditions Article 58 Article 59 Chapter IV: Particular conditions relating to the admission to official listing of debt securities issued by a State, its regional or local authorities or a public international body Article 60 Article 61 Article 62 Article 63 TITLE IV: ONGOING OBLIGATIONS RELATING TO SECURITIES ADMITTED TO OFFICIAL LISTING Chapter I: Obligations of companies whose shares are admitted to official listing Section 1: Listing of newly issued shares of the same class Article 64 Section 2: Treatment of shareholders Section 3: Amendment of the instrument of incorporation or the statutes Section 4: Annual accounts and annual report Section 5: Additional information Section 6: Equivalence of information Section 7: Periodical information to be published Section 8: Publication and contents of the half-yearly report Chapter II: Obligation of issuers whose debt securities are admitted to official listing Section 1: Debt securities issued by an undertaking Section 2: Debt securities issued by a State or its regional or local authorities or by a public international body Chapter III: Obligations relating to the information to be published when a major holding in a listed company is acquired or disposed of Section 1: General provisions Section 2: Information when a major holding is acquired or disposed of Section 3: Determination of the voting rights Section 4: Exemptions Section 5: Competent authorities Section 6: Sanctions TITLE V: PUBLICATION AND COMMUNICATION OF THE INFORMATION Chapter I: Publication and communication of listing particulars for the admission of securities to the official stock exchange listing Section 1: Procedures and period of publication of listing particulars and their supplements Section 2: Prior communication to the competent authorities of the means of publication Chapter II: Publication and communication of information after listing Chapter III: Languages TITLE VI: COMPETENT AUTHORITIES AND COOPERATION BETWEEN MEMBER STATES Article 105 Article 106 Article 107 TITLE VII: CONTACT COMMITTEE Chapter 1: Composition, working and tasks of the Committee Chapter II: Adaptation of the amount of equity market capitalisation Article 109 TITLE VIII: FINAL PROVISIONS Article 110 Article 111 Article 112 Article 113 Annex II — Part A: Repealed Directives and their successive amendments Annex II — Part B: Deadlines for transposition into national law Annex III — Correlation table
is related to	Assignments added: Richtlinie 2001/34/EG (Börsenzulassung) (CELEX:02001L0034-20070120) – 1 assignments
is related to	RICHTLINIE 2004/109/EG DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 15. Dezember 2004 zur Harmonisierung der Transparenzanforderungen in Bezug auf Informationen über Emittenten, deren Wertpapiere zum Handel auf einem geregelten Markt zugelassen sind, und zur Änderung der Richtlinie 2001/34/EG
is related to	Assignments added: Transparenzrichtlinie 2004/109/EG (CELEX:02004L0109-20240109) – 1 assignments
is related to	RICHTLINIE 2014/57/EU DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. April 2014 über strafrechtliche Sanktionen bei Marktmanipulation (Marktmissbrauchsrichtlinie)
is related to	Assignments added: Marktmissbrauchsrichtlinie (CSMAD) 2014/57/EU (CELEX:32014L0057) – 1 assignments
is related to	VERORDNUNG (EU) Nr. 596/2014 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. April 2014 über Marktmissbrauch (Marktmissbrauchsverordnung) und zur Aufhebung der Richtlinie 2003/6/EG des Europäischen Parlaments und des Rates und der Richtlinien 2003/124/EG, 2003/125/EG und 2004/72/EG der Kommission (Text von Bedeutung für den EWR)
is related to	Assignments added: Marktmissbrauchsverordnung (MAR) (CELEX:02014R0596-20260605) – 1 assignments
is related to	VERORDNUNG (EU) Nr. 648/2012 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 4. Juli 2012 über OTC-Derivate, zentrale Gegenparteien und Transaktionsregister (Text von Bedeutung für den EWR)
is related to	Assignments added: European Market Infrastructure Regulation (EMIR) (CELEX:02012R0648-20250117) – 1 assignments
is related to	DELEGIERTE RICHTLINIE (EU) 2017/593 DER KOMMISSION vom 7. April 2016 zur Ergänzung der Richtlinie 2014/65/EU des Europäischen Parlaments und des Rates im Hinblick auf den Schutz der Finanzinstrumente und Gelder von Kunden, Produktüberwachungspflichten und Vorschriften für die Entrichtung beziehungsweise Gewährung oder Entgegennahme von Gebühren, Provisionen oder anderen monetären oder nicht-monetären Vorteilen (Text von Bedeutung für den EWR)
is related to	Assignments added: Delegierte Richtlinie (EU) 2017/593 (MiFID II Schutz von Kundenvermögen und Produktüberwachung) (CELEX:02017L0593-20260606) – 1 assignments
is related to	COMMISSION DELEGATED REGULATION (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance)
is related to	Assignments added: Delegierte Verordnung (EU) 2017/565 (MiFID II Organisationsanforderungen) (CELEX:02017R0565-20220802) – 1 assignments
is related to	VERORDNUNG (EU) Nr. 600/2014 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 15. Mai 2014 über Märkte für Finanzinstrumente und zur Änderung der Verordnung (EU) Nr. 648/2012 (Text von Bedeutung für den EWR)
is related to	Assignments added: Markets in Financial Instruments Regulation (MiFIR) (CELEX:02014R0600-20251123) – 1 assignments
is related to	RICHTLINIE 2014/65/EU DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 15. Mai 2014 über Märkte für Finanzinstrumente sowie zur Änderung der Richtlinien 2002/92/EG und 2011/61/EU (Neufassung) (Text von Bedeutung für den EWR)
is related to	Assignments added: Markets in Financial Instruments Directive (MiFID II) (CELEX:02014L0065-20260606) – 1 assignments
is related to	VERORDNUNG (EU) 2021/23 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. Dezember 2020 über einen Rahmen für die Sanierung und Abwicklung zentraler Gegenparteien und zur Änderung der Verordnungen (EU) Nr. 1095/2010, (EU) Nr. 648/2012, (EU) Nr. 600/2014, (EU) Nr. 806/2014 und (EU) 2015/2365 sowie der Richtlinien 2002/47/EG, 2004/25/EG, 2007/36/EG, 2014/59/EU und (EU) 2017/1132 (Text von Bedeutung für den EWR)
is related to	Assignments added: CCP-Sanierungs- und Abwicklungsverordnung (EU) 2021/23 (CELEX:32021R0023) – 2 assignments
is related to	RICHTLINIE 2002/87/EG DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. Dezember 2002 über die zusätzliche Beaufsichtigung der Kreditinstitute, Versicherungsunternehmen und Wertpapierfirmen eines Finanzkonglomerats und zur Änderung der Richtlinien 73/239/EWG, 79/267/EWG, 92/49/EWG, 92/96/EWG, 93/6/EWG und 93/22/EWG des Rates und der Richtlinien 98/78/EG und 2000/12/EG des Europäischen Parlaments und des Rates
is related to	Assignments added: Finanzkonglomerate-Richtlinie (FICOD) (CELEX:02002L0087-20240109) – 2 assignments
is related to	Future version from 30.01.2027: Finanzkonglomerate-Richtlinie (FICOD) (CELEX:02002L0087-20270130) – 1 new, 0 changed, 0 removed, 2 assignments
is related to	Future version from 30.01.2027: Finanzkonglomerate-Richtlinie (FICOD) (CELEX:02002L0087-20270130) – 1 new, 0 changed, 0 removed
is related to	Future version from 30.01.2027: European Market Infrastructure Regulation (EMIR) (CELEX:02012R0648-20270130) – 0 new, 7 changed, 0 removed, 1 assignments
is related to	Future version from 30.01.2027: European Market Infrastructure Regulation (EMIR) (CELEX:02012R0648-20270130) – 0 new, 7 changed, 0 removed

is related to

VERORDNUNG (EG) Nr. 1060/2009 DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 16. September 2009 über Ratingagenturen (Text von Bedeutung für den EWR)

is related to

Assignments added: Ratingagenturen-Verordnung (CRA-Verordnung) (EG) Nr. 1060/2009 (CELEX:02009R1060-20250117) – 1 assignments

is related to

DIRECTIVE 2001/34/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 28 May 2001 on the admission of securities to official stock exchange listing and on information to be published on those securities TABLE OF CONTENTS RECITALS TITLE I: DEFINITIONS AND SCOPE OF APPLICATION Chapter I: Definitions Article 1 Chapter II: Scope of application Article 2 TITLE II: GENERAL PROVISIONS CONCERNING THE OFFICIAL LISTING OF SECURITIES Chapter I: General conditions for admission Article 5 Article 6 Article 7 Chapter II: More stringent or additional conditions and obligations Article 8 Chapter III: Derogations Article 9 Article 10 Chapter IV: Powers of the national competent authorities Section 1: Decision of admission Article 11 Article 12 Article 13 Article 14 Article 15 Section 2: Information requested by the competent authorities Article 16 Section 3: Actions against an issuer failing to comply to the obligations resulting from admission Article 17 Section 4: Suspension and discontinuance Article 18 Section 5: Right to apply to the courts in case of refusal of admission or discontinuance Article 19 TITLE III: PARTICULAR CONDITIONS RELATING TO OFFICIAL LISTING OF SECURITIES Chapter I: Publication of listing particulars for admission Section 1: General provisions Section 2: Partial or complete exemption from the obligation to publish listing particulars Section 3: Permitted omission from the listing particulars of certain information Section 4: Contents of the listing of particulars in certain specific cases Section 5: Control and circulation of listing particulars Section 6: Determination of the competent authority Section 7: Mutual recognition Section 8: Negotiations with non-member countries Chapter II: Particular conditions for the admission of shares Section 1: Conditions relating to companies for the shares of which admission to official listing is sought Article 42 Article 43 Article 44 Section 2: Conditions relating to the shares for which admission is sought Article 45 Article 46 Article 47 Article 48 Article 49 Article 50 Article 51 Chapter III: Particular conditions relating to the admission to the official listing of debt securities issued by an undertaking Section 1: Conditions relating to undertakings for the debt securities of which admission to official listing is sought Article 52 Section 2: Conditions relating to the debt securities for which admission to official listing is sought Article 53 Article 54 Article 55 Article 56 Article 57 Section 3: Other conditions Article 58 Article 59 Chapter IV: Particular conditions relating to the admission to official listing of debt securities issued by a State, its regional or local authorities or a public international body Article 60 Article 61 Article 62 Article 63 TITLE IV: ONGOING OBLIGATIONS RELATING TO SECURITIES ADMITTED TO OFFICIAL LISTING Chapter I: Obligations of companies whose shares are admitted to official listing Section 1: Listing of newly issued shares of the same class Article 64 Section 2: Treatment of shareholders Section 3: Amendment of the instrument of incorporation or the statutes Section 4: Annual accounts and annual report Section 5: Additional information Section 6: Equivalence of information Section 7: Periodical information to be published Section 8: Publication and contents of the half-yearly report Chapter II: Obligation of issuers whose debt securities are admitted to official listing Section 1: Debt securities issued by an undertaking Section 2: Debt securities issued by a State or its regional or local authorities or by a public international body Chapter III: Obligations relating to the information to be published when a major holding in a listed company is acquired or disposed of Section 1: General provisions Section 2: Information when a major holding is acquired or disposed of Section 3: Determination of the voting rights Section 4: Exemptions Section 5: Competent authorities Section 6: Sanctions TITLE V: PUBLICATION AND COMMUNICATION OF THE INFORMATION Chapter I: Publication and communication of listing particulars for the admission of securities to the official stock exchange listing Section 1: Procedures and period of publication of listing particulars and their supplements Section 2: Prior communication to the competent authorities of the means of publication Chapter II: Publication and communication of information after listing Chapter III: Languages TITLE VI: COMPETENT AUTHORITIES AND COOPERATION BETWEEN MEMBER STATES Article 105 Article 106 Article 107 TITLE VII: CONTACT COMMITTEE Chapter 1: Composition, working and tasks of the Committee Chapter II: Adaptation of the amount of equity market capitalisation Article 109 TITLE VIII: FINAL PROVISIONS Article 110 Article 111 Article 112 Article 113 Annex II — Part A: Repealed Directives and their successive amendments Annex II — Part B: Deadlines for transposition into national law Annex III — Correlation table

is related to

Assignments added: Richtlinie 2001/34/EG (Börsenzulassung) (CELEX:02001L0034-20070120) – 1 assignments

is related to

RICHTLINIE 2004/109/EG DES EUROPÄISCHEN PARLAMENTS UND DES RATES vom 15. Dezember 2004 zur Harmonisierung der Transparenzanforderungen in Bezug auf Informationen über Emittenten, deren Wertpapiere zum Handel auf einem geregelten Markt zugelassen sind, und zur Änderung der Richtlinie 2001/34/EG

is related to

Assignments added: Transparenzrichtlinie 2004/109/EG (CELEX:02004L0109-20240109) – 1 assignments