+Anomalous Behavior
---+Unusual Transactions
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Anomalous Behavior
Description
Mechanisms exist to utilize User & Entity Behavior Analytics (UEBA) and/or User Activity Monitoring (UAM) solutions to detect and respond to anomalous behavior that could indicate account compromise or other malicious activities.
Possible Solutions & Considerations
Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2
∙ Indicators of Compromise (IoC)
∙ Indicators of Exposure (IoE)
∙ Managed Security Services Provider (MSSP)
Small Business (10-49 staff) / BLS Firm Size Classes 3-4
∙ Indicators of Compromise (IoC)
∙ Indicators of Exposure (IoE)
∙ Security Incident Event Manager (SIEM)
∙ Managed Security Services Provider (MSSP)
Medium Business (50-249 staff) / BLS Firm Size Classes 5-6
∙ Indicators of Compromise (IoC)
∙ Indicators of Exposure (IoE)
∙ Security Incident Event Manager (SIEM)
∙ Extended Detection and Response (XDR)
∙ Managed Security Services Provider (MSSP)
Large Business (250-999 staff) / BLS Firm Size Classes 7-8
∙ Indicators of Compromise (IoC)
∙ Indicators of Exposure (IoE)
∙ Security Incident Event Manager (SIEM)
∙ Extended Detection and Response (XDR)
∙ Managed Security Services Provider (MSSP)
Enterprise (> 1,000 staff) / BLS Firm Size Class 9
∙ Indicators of Compromise (IoC)
∙ Indicators of Exposure (IoE)
∙ Security Incident Event Manager (SIEM)
∙ Extended Detection and Response (XDR)
∙ Managed Security Services Provider (MSSP)
SCR-CMM
Level 0 Not Performed
Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.
Level 1 Performed Informally
Continuous Monitoring (MON) domain capabilities are ad hoc and inconsistent. Capability criteria associated with this control may include:
▪ Policies, standards & procedures associated with MON domain capabilities provide limited coverage due to the depth and breadth of the existing documentation.
▪ Event monitoring-related activities are decentralized (e.g., a localized/regionalized function) and uses non-standardized methods to implement secure, resilient and compliant practices.
▪ Monitoring is primarily reactive in nature, focused on identifying incidents that occurred.
▪ Event log reviews primarily rely on manual processes to identify anomalous behaviors.
Level 2 Planned Tracked
Continuous Monitoring (MON) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with MON domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with MON domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with MON domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Continuous monitoring-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines).
▪ Continuous monitoring may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel.
Level 3 Well Defined
Continuous Monitoring (MON) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with MON domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Cybersecurity personnel use a structured process via Standardized Operating Procedures (SOP) to review and analyze logs.
▪ A Security Operations Center (SOC) team, or similar function, is appropriately staffed and supported to implement and maintain MON domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of continuous monitoring operations (e.g., Security Incident Event Manager (SIEM)).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with MON domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ Secure Baseline Configurations (SBC) enforce security event logging to contain sufficient information to establish necessary details of activity and allow for forensics analysis.
▪ An implemented and operational capability exists to utilize User & Entity Behavior Analytics (UEBA) and/or User Activity Monitoring (UAM) solutions to detect and respond to anomalous behavior that could indicate account compromise or other malicious activities.
Level 4 Quantitatively Controlled
Utilize SCR-CMM Level 3 criteria definitions:
▪ There are no defined Level 4 criteria, since it is reasonable to assume a quantitatively-controlled process is not necessary to operationalize this control.
▪ While it may be possible to develop “metrics-driven” capabilities for this control, the criteria would be organization-specific to define.
Level 5 Continuously Improving
Utilize SCR-CMM Level 3 or Level 4 (if available) criteria definitions:
▪ There are no defined Level 5 criteria, since it is reasonable to assume a continuously-improving process is not necessary to operationalize this control.
▪ Level 5 capabilities should be considered “world-class” where the control builds on Level 4 capabilities, but are continuously improving through Artificial Intelligence (AI) and/or Machine Learning (ML) technologies.
▪ While it may be possible to develop responsive capabilities for this control through the use of AI and/or ML technologies, the criteria would be organization-specific to define.
1. Επισκόπηση
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Πρότυπο |
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Unusual Transactions
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Description
Mechanisms exist to define "normal business activities" to identify anomalous transaction activities that can reduce the opportunity for sending (outbound) and/or receiving (inbound) hostile and/or fraudulent actions.
Possible Solutions & Considerations
Micro-Small Business (<10 staff) / BLS Firm Size Classes 1-2
∙ Indicators of Fraud (IoF) (e.g., fraud "red flags")
Small Business (10-49 staff) / BLS Firm Size Classes 3-4
∙ Indicators of Fraud (IoF) (e.g., fraud "red flags")
Medium Business (50-249 staff) / BLS Firm Size Classes 5-6
∙ Indicators of Fraud (IoF) (e.g., fraud "red flags")
Large Business (250-999 staff) / BLS Firm Size Classes 7-8
∙ Indicators of Fraud (IoF) (e.g., fraud "red flags")
Enterprise (> 1,000 staff) / BLS Firm Size Class 9
∙ Indicators of Fraud (IoF) (e.g., fraud "red flags")
SCR-CMM
Level 0 Not Performed
Practices are non-existent, based on the inability to demonstrate an implemented and operational capability. A reasonable person would conclude the control is not being performed.
Level 1 Performed Informally
SCR-CMM Level 1 criteria definitions are not available for this control:
▪ A reasonable person would conclude this control requires a structured process.
▪ At this level of maturity, the "ad hoc" nature of performing a capability informally would indicate the intent of the control is not met due to a lack of consistency and formality.
Level 2 Planned Tracked
Data Classification & Handling (DCH) capabilities are requirements-driven, but are not standardized across the entity (e.g., local/regional level consistency). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with DCH domain capabilities are formally documented and centrally-managed by the entity.
▪ Standardized Operating Procedures (SOP) associated with DCH domain capabilities are documented and maintained by process owners.
▪ IT and/or cybersecurity personnel work with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with DCH domain capabilities to address applicable statutory, regulatory and/or contractual requirements for Technology Assets, Applications, Services and/or Data (TAASD).
▪ Data classification and handling-related controls are primarily administrative and preventative in nature (e.g., policies, standards and procedures & guidelines).
▪ Data classification and handling management may be a defined function (e.g., team or department) or assigned as an additional duty to existing IT and/or cybersecurity personnel.
▪ A formalized data classification scheme exists to identify categories of data, based on protection requirements from applicable laws, regulations and/or contractual obligations.
Level 3 Well Defined
Continuous Monitoring (MON) capabilities are standardized across the entity for applicability to People, Processes, Technologies, Data and/or Facilities (PPTDF) to ensure consistency for Technology Assets, Applications, Services and/or Data (TAASD). Capability criteria associated with this control reasonably expect the following criteria to exist:
▪ Policies and standards associated with MON domain capabilities are formally documented and centrally-managed by the entity's Governance, Risk & Compliance (GRC) team, or similar function.
▪ Cybersecurity personnel use a structured process via Standardized Operating Procedures (SOP) to review and analyze logs.
▪ A Security Operations Center (SOC) team, or similar function, is appropriately staffed and supported to implement and maintain MON domain capabilities.
▪ Technology is leveraged to enhance the efficiency and accuracy of continuous monitoring operations (e.g., Security Incident Event Manager (SIEM)).
▪ The entity's Governance, Risk & Compliance (GRC) team, or similar function, works with business stakeholders and process owners to appropriately scope and reasonably implement cybersecurity and data protection controls associated with MON domain capabilities to address Minimum Compliance Requirements (MCR) (e.g., applicable statutory, regulatory and/or contractual requirements) and Discretionary Security Requirements (DSR) (e.g., entity-required controls).
▪ Secure Baseline Configurations (SBC) enforce security event logging to contain sufficient information to establish necessary details of activity and allow for forensics analysis.
▪ An implemented and operational capability exists to establish organization-defined "normal business activities" to identify anomalous transaction activities that can reduce the opportunity for sending (outbound) and/or receiving (inbound) fraudulent actions.
Level 4 Quantitatively Controlled
Utilize SCR-CMM Level 3 criteria definitions:
▪ There are no defined Level 4 criteria, since it is reasonable to assume a quantitatively-controlled process is not necessary to operationalize this control.
▪ While it may be possible to develop “metrics-driven” capabilities for this control, the criteria would be organization-specific to define.
Level 5 Continuously Improving
Utilize SCR-CMM Level 3 or Level 4 (if available) criteria definitions:
▪ There are no defined Level 5 criteria, since it is reasonable to assume a continuously-improving process is not necessary to operationalize this control.
▪ Level 5 capabilities should be considered “world-class” where the control builds on Level 4 capabilities, but are continuously improving through Artificial Intelligence (AI) and/or Machine Learning (ML) technologies.
▪ While it may be possible to develop responsive capabilities for this control through the use of AI and/or ML technologies, the criteria would be organization-specific to define.
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1.1 Παραπομπές
1.2 Εντοπισμένες απαιτήσεις
1.3 Σχετικοί κανονισμοί
2. Εντοπισμένες απαιτήσεις
3. Σχετικοί κανονισμοί
Κανονισμοί
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Κανονισμός |
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EULAW
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Άρθρο 10 1
1. Οι χρηματοοικονομικές οντότητες διαθέτουν μηχανισμούς για τον άμεσο εντοπισμό ασυνήθιστων δραστηριοτήτων, σύμφωνα με το άρθρο 17, συμπεριλαμβανομένων ζητημάτων που αφορούν τις επιδόσεις του δικτύου ΤΠΕ και συμβάντων που σχετίζονται με τις ΤΠΕ, καθώς και για τον προσδιορισμό των δυνητικά σημαντικών μοναδικών σημείων αποτυχίας.
Όλοι οι μηχανισμοί εντοπισμού που αναφέρονται στο πρώτο εδάφιο υποβάλλονται τακτικά σε δοκιμές σύμφωνα με το άρθρο 25.
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EULAW
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Άρθρο 22 Πολιτική διαχείρισης συμβάντων που σχετίζονται με τις ΤΠΕ
Άρθρο 22
Πολιτική διαχείρισης συμβάντων που σχετίζονται με τις ΤΠΕ
Στο πλαίσιο των μηχανισμών για τον εντοπισμό ασυνήθιστων δραστηριοτήτων, συμπεριλαμβανομένων ζητημάτων που αφορούν τις επιδόσεις του δικτύου ΤΠΕ και συμβάντων που σχετίζονται με τις ΤΠΕ, οι χρηματοοικονομικές οντότητες αναπτύσσουν, τεκμηριώνουν και εφαρμόζουν πολιτική συμβάντων που σχετίζονται με τις ΤΠΕ, μέσω της οποίας:
α)
τεκμηριώνουν τη διαδικασία διαχείρισης συμβάντων που σχετίζονται με τις ΤΠΕ, η οποία αναφέρεται στο άρθρο 17 του κανονισμού (ΕΕ) 2022/2554·
β)
καταρτίζουν κατάλογο των σχετικών επαφών με εσωτερικές λειτουργίες και εξωτερικά ενδιαφερόμενα μέρη που συμμετέχουν άμεσα στην ασφάλεια των λειτουργιών ΤΠΕ, μεταξύ άλλων όσον αφορά:
i)
τον εντοπισμό και την παρακολούθηση κυβερνοαπειλών·
ii)
τον εντοπισμό ασυνήθιστων δραστηριοτήτων·
γ)
θεσπίζουν, εφαρμόζουν και θέτουν σε λειτουργία τεχνικούς, οργανωτικούς και επιχειρησιακούς μηχανισμούς για την υποστήριξη της διαδικασίας διαχείρισης συμβάντων που σχετίζονται με τις ΤΠΕ, συμπεριλαμβανομένων μηχανισμών που επιτρέπουν τον έγκαιρο εντοπισμό ασυνήθιστων δραστηριοτήτων και συμπεριφορών σύμφωνα με το άρθρο 23 του παρόντος κανονισμού·
▼C1
δ)
διατηρούν όλα τα αποδεικτικά στοιχεία για τα συμβάντα που σχετίζονται με τις ΤΠΕ για χρονικό διάστημα που δεν υπερβαίνει το αναγκαίο για τους σκοπούς για τους οποίους συλλέγονται τα δεδομένα, ανάλογα με την κρισιμότητα των επηρεαζόμενων επιχειρηματικών λειτουργιών, των υποστηρικτικών διαδικασιών, των πόρων ΤΠΕ και των πληροφοριακών πόρων, σύμφωνα με το άρθρο 8 παράγραφος 2 του κατ’ εξουσιοδότηση κανονισμού (ΕΕ) 2024/1772 της Επιτροπής (
2
) και με οποιαδήποτε ισχύουσα απαίτηση διατήρησης σύμφωνα με το ενωσιακό δίκαιο·
▼B
ε)
θεσπίζουν και εφαρμόζουν μηχανισμούς για την ανάλυση σημαντικών ή επαναλαμβανόμενων συμβάντων που σχετίζονται με τις ΤΠΕ και πρακτικών όσον αφορά τον αριθμό και την εμφάνιση συμβάντων που σχετίζονται με τις ΤΠΕ.
Για τους σκοπούς του στοιχείου δ), οι χρηματοοικονομικές οντότητες διατηρούν τα αποδεικτικά στοιχεία που αναφέρονται στο εν λόγω στοιχείο με ασφαλή τρόπο.
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EULAW
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Άρθρο 23 Εντοπισμός ασυνήθιστων δραστηριοτήτων και κριτήρια για τον εντοπισμό και την αντιμετώπιση συμβάντων που σχετίζονται με τις ΤΠΕ
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EULAW
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Άρθρο 23 Εντοπισμός ασυνήθιστων δραστηριοτήτων και κριτήρια για τον εντοπισμό και την αντιμετώπιση συμβάντων που σχετίζονται με τις ΤΠΕ
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EULAW
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Άρθρο 34 Ασφάλεια λειτουργιών ΤΠΕ
Άρθρο 34
Οι χρηματοοικονομικές οντότητες που αναφέρονται στο άρθρο 16 παράγραφος 1 του κανονισμού (ΕΕ) 2022/2554, στο πλαίσιο των συστημάτων, των πρωτοκόλλων και των εργαλείων τους, και για όλους τους πόρους ΤΠΕ:
α)
παρακολουθούν και διαχειρίζονται τον κύκλο ζωής όλων των πόρων ΤΠΕ·
β)
παρακολουθούν αν οι πόροι ΤΠΕ υποστηρίζονται από τρίτους παρόχους υπηρεσιών ΤΠΕ στις χρηματοοικονομικές οντότητες, κατά περίπτωση·
γ)
προσδιορίζουν τις απαιτήσεις χωρητικότητας των οικείων πόρων ΤΠΕ και μέτρα για τη διατήρηση και τη βελτίωση της διαθεσιμότητας και της αποτελεσματικότητας των συστημάτων ΤΠΕ και την πρόληψη ελλείψεων χωρητικότητας ΤΠΕ πριν από την υλοποίησή τους·
δ)
διενεργούν αυτοματοποιημένη σάρωση και αυτοματοποιημένες αξιολογήσεις ευπαθειών των πόρων ΤΠΕ ανάλογα με την ταξινόμησή τους, όπως αναφέρεται στο άρθρο 30 παράγραφος 1, και με το συνολικό προφίλ κινδύνου του πόρου ΤΠΕ, και αναπτύσσουν ενημερώσεις κώδικα για την αντιμετώπιση των εντοπιζόμενων ευπαθειών·
ε)
διαχειρίζονται τους κινδύνους που σχετίζονται με ανεπίκαιρους, μη υποστηριζόμενους ή παρωχημένους πόρους ΤΠΕ·
στ)
καταγράφουν τα συμβάντα που σχετίζονται με τον έλεγχο λογικής και φυσικής πρόσβασης, τις λειτουργίες ΤΠΕ, συμπεριλαμβανομένων των δραστηριοτήτων κίνησης συστημάτων και δικτύων, και τη διαχείριση αλλαγών ΤΠΕ·
ζ)
προσδιορίζουν και εφαρμόζουν μέτρα για την παρακολούθηση και την ανάλυση πληροφοριών σχετικά με ασυνήθιστες δραστηριότητες και συμπεριφορά για κρίσιμες ή σημαντικές λειτουργίες ΤΠΕ·
η)
εφαρμόζουν μέτρα για την παρακολούθηση συναφών και επικαιροποιημένων πληροφοριών σχετικά με τις κυβερνοαπειλές·
θ)
εφαρμόζουν μέτρα για τον εντοπισμό πιθανών διαρροών πληροφοριών, κακόβουλων κωδικών και άλλων απειλών για την ασφάλεια, καθώς και δημοσίως γνωστών ευπαθειών του λογισμικού και του υλισμικού, και ελέγχουν αν υπάρχουν αντίστοιχες νέες ενημερώσεις ασφαλείας.
Για τους σκοπούς του στοιχείου στ), οι χρηματοοικονομικές οντότητες ευθυγραμμίζουν τον βαθμό λεπτομέρειας των αρχείων καταγραφής με τον σκοπό τους και τη χρήση του πόρου ΤΠΕ που παράγει τα εν λόγω αρχεία καταγραφής.
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EULAW
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Άρθρο 10 Εντοπισμός
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Συνδεδεμένα ζητήματα
- Secure Controls Framework -
"The SCF is the Common Controls Framework™ (CCF), the world's most comprehensive cybersecurity and data privacy metaframework - it is also free to use. The entire concept is building secure, compliant and resilient capabilities in the most efficient and cost-effective manner possible.
The SCF is more than just a unified control catalog, since its included content creates a playbook for Governance, Risk & Compliance (GRC) capabilities. Used globally by organizations of every size, the SCF is a robust and scalable solution for security, compliance and resilience controls. As a comprehensive security framework, the SCF maps 1,400+ controls across 200+ laws, regulations, and industry frameworks so you can implement once and comply everywhere.
Like it or not, cybersecurity is a protracted war on an asymmetric battlefield, where the threats are everywhere and as defenders we have to make the effort to work together to help improve cybersecurity and data privacy practices, since we all suffer when massive data breaches occur or when cyber attacks have physical impacts. Hackers share information on attack methods with other hackers, so why shouldn’t the good guys share information on how to best protect an organization? We decided to take action and make a difference, since we feel it is too important to wait for someone else to fix the problems that exist.
The SCF is made up of volunteers, mainly specialists within the cybersecurity profession, who focus on GRC and the cybersecurity side of data privacy. These are auditors, engineers, architects, incident responders, consultants and other specialists who live and breathe these topics on a daily basis. The end product is "expert-derived content" that makes up the SCF." https://securecontrolsframework.com/
Terms & Conditions
The SCF End User License Agreement (EULA) governs the use of the Secure Controls Framework® (SCF) under the Creative Commons Attribution-No Derivatives 4.0 International Public License.
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