+8. This template shall contain information as at the end of the reference date, in line with …
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8. This template shall contain information as at the end of the reference date, in line with …
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8.
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This template shall contain information as at the end of the reference date, in line with template S 01.00 ‘Number of holders – at reference date’ for issuers as presented in Annex I and II of this Regulation. The country of a holder shall be determined by the holders’ location as follows:
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(a)
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for natural persons, their habitual residence;
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(b)
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for legal persons, the registered office address.
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IV. Instructions concerning specific positions of Template S 06.00
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Column
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Legal references and instructions
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0010
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Name
The full name for natural persons and the official registered name for legal persons, including any references to the company type in accordance with the national company law, in accordance with the unique identifier provided of the holder in column 0020 of this template.
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0020
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Code
The code as part of a row identifier must be unique for each reported entity. The code shall be unique and used consistently across the templates and across time. The code shall always have a value.
The code of the holder, such as national identification number for natural persons or legal entity identifier (LEI) code for legal persons, or any other available applicable official identifier. If a LEI is available, this LEI shall be reported.
In order to facilitate the data reconciliation process of the issuers, the following approach shall be considered when reporting the code. There are two lists consisting different types of codes, one for natural persons, and one for legal entities. Crypto-asset service providers shall report the first available type of code from the list specified in column 0030, starting from the 1st option on the list, then moving down one by one for the rest of the options, in case that type of identifier is not available of the holder.
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0030
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Type of code
Types of codes of natural persons:
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1.
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National identification number
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4.
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Other type of identification number
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Types of codes of legal persons:
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1.
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Legal entity identifier (LEI) code
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2.
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Official national registration number or European Unique Identifier (EUID) made available under Directive (EU) 2017/1132 of the European Parliament and of the Council (1)
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3.
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Official registered tax number
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4.
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Other type of identification number
The type of code shall always be reported.
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0040
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Retail/Non-retail
Include Retail or Non-retail, based on the holder in scope.
Retail shall be included in case the holder in scope qualifies as a retail holder, as defined in Article 3(1), point 37, of Regulation (EU) 2023/1114.
Non-retail shall be included otherwise.
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0050
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Country
Include the name of the country of the holder in scope, in accordance with point 8 of this Annex.
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Row
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Legal references and instructions
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Crypto-asset service providers shall allocate one row for each specific holder in scope.
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PART III: INFORMATION ON TRANSACTIONS (S 07.01, S 07.02, S 07.03 and S 07.04)
V. General remarks on Template S 07.01
1. Επισκόπηση
1.1 Παραπομπές
1.2 Εντοπισμένες απαιτήσεις
1.3 Σχετικά πρότυπα
2. Εντοπισμένες απαιτήσεις
3. Σχετικά πρότυπα
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