128. The CAM laid down herein aims to guide the competent authorities’ assessment of the …

The CAM laid down herein aims to guide the competent authorities’ assessment of the application documents relating to internal governance arrangements, operational structure, policies and processes. The CAM provides guidance on the main elements and aspects to be assessed by the competent authorities for the purpose of granting the authorisation and is without prejudice to the application of additional parts of the EBA Guidelines on internal governance (second revision)³⁵ , the EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders (revised)³⁶ , the EBA Guidelines on remuneration (revised)³⁷ , the EBA Guidelines on outsourcing arrangements³⁸ and the EBA Guidelines on ICT and security risk management³⁹ . The competent authorities’ assessment should aim at ensuring the compliance of the credit institution with the EBA Guidelines referred to.

³⁵ EBA/GL/2021/05 of 2 July 2021, available at https://www.eba.europa.eu/guidelines-internal-governance-second-revision

³⁶ EBA/GL/2021/06 of 2 July 2021, available at https://www.eba.europa.eu/joint-esma-and-eba-guidelines-assessment-suitability-members-management-body-revised

³⁷ EBA/GL/2021/04 of 2 July 2021, available at https://www.eba.europa.eu/regulation-and-policy/remuneration/guidelines-on-sound-remuneration-policies-second-revision

³⁸ EBA GL/2019/02 of 25 February 2019, available at https://eba.europa.eu/regulation-and-policy/internal-governance/guidelines-on-outsourcing-arrangements

³⁹ EBA/GL/2019/04 of 29 November 2019, available at https://eba.europa.eu/regulation-and-policy/internal-governance/guidelines-on-ict-and-security-risk-management

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.