65. As part of the central and independent internal review, investment firms should assess whether …

As part of the central and independent internal review, investment firms should assess whether the overall remuneration policies, practices and processes:

• a. operate as intended (in particular, that approved policies, procedures and internal rules are being complied with; that the remuneration pay-outs are appropriate, in line with the business strategy; and that the risk profile, long-term objectives and other goals of the investment firm are adequately reflected);
• b. are compliant with national and international regulations, principles and standards; and
• c. are consistently implemented across the group and do not limit the investment firm’s ability to ensure a sound capital base in line with section 6 of these guidelines.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

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