71. In the case of a merger by acquisition, the prudential supervisor that is responsible for …

In the case of a merger by acquisition, the prudential supervisor that is responsible for assessing the merger application should proceed as follows:

• a. In case the merger gives rise to a proposed acquisition or increase of qualifying holdings, the prudential supervisor should exchange relevant information for the assessment with the relevant AML/CFT supervisor, and where appropriate with the financial intelligence unit, as foreseen in section 6.2; and
• b. In case the integration of the acquired institution impacts the scope of the acquirer’s license, the prudential supervisor should exchange relevant information for the assessment of the application to extend the acquirer’s authorisation with the relevant AML/CFT supervisor as foreseen in section 6.1.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.