1.2 Scope of investment firms that are subject to the high-earner data collection under Directive (EU) 2019/2034

1. Overview

Summary	Regulation
15. When applying the guidelines at the consolidated level in accordance with paragraph 3, the EU …	When applying the guidelines at the consolidated level in accordance with paragraph 3, the EU parent investment firm, the EU parent investment holding company, or the EU parent mixed financial holding company should submit to the consolidating supervisor the high-earners data as set out in Section 2 for all the entities of the investment firms group that are subject to prudential consolidation.
16. An individual investment firm that is not within the scope of consolidation in accordance with …	An individual investment firm that is not within the scope of consolidation in accordance with paragraph 3, should submit to the competent authority its high-earners data as set out in Section 2 on an individual basis.
17. Competent authorities should ensure that branches of third-country investment firms established …	Competent authorities should ensure that branches of third-country investment firms established in their Member State submit to them their high-earners data as set out in Section 2.

Requirements
Source	Requirement

Standards
Source	Requirement

EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.