39. Competent authorities should separately assign scores to summarise the level of risk posed to …

Competent authorities should separately assign scores to summarise the level of risk posed to the viability of the investment firm based on the outcomes of the assessment of the four SREP elements:

• a. business model and strategy, in accordance with the criteria specified in Title 4;
• b. internal governance and firm-wide controls, in accordance with the criteria specified in Title 5;
• c. capital adequacy, in accordance with the criteria specified in Title 7; and
• d. liquidity adequacy, in accordance with the criteria specified in Title 9.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.