54. At the end of every assessment of all SREP elements, competent authorities may inform the …

At the end of every assessment of all SREP elements, competent authorities may inform the investment firm of the outcome of the overall SREP assessment and they should provide:

• a. a statement on the quantity and composition of the own funds the investment firm is required to hold in excess of the requirements specified in Part Two, Three and Four of Regulation (EU) 2019/2033 in accordance with Article 39(2)(a) of Directive (EU) 2019/2034;
• b. a statement on the quantity and composition of the own funds the investment firm is guided to hold in accordance with Article 41 of Directive (EU) 2019/2034;
• c. a statement on the liquidity held and any specific liquidity requirements set by the competent authorities in accordance with Article 42 of Directive (EU) 2019/2034;
• d. a statement on other supervisory measures that the competent authority intends to take.

2.4.1 Category 1 investment firms

1. Overview

1.1 References

• Article 41 Guidance on additional own funds
• Article 42 Specific liquidity requirements

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

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  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.