+128. Competent authorities should assess whether investment firms performing activities referred to …

128. Competent authorities should assess whether investment firms performing activities referred to …

Competent authorities should assess whether investment firms performing activities referred to in point (3) or (6) of Section A of Annex I to Directive 2014/65/EU conduct more in-depth assessment using stress test(s) or sensitivity analysis, expecting them to reflect a scope and level of sophistication appropriate to the nature, scale, and complexity of the investment firms’ activities.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.