422. Competent authorities should discuss and coordinate the following within the framework of …

Competent authorities should discuss and coordinate the following within the framework of colleges of supervisors:

a. planning, including frequency, and timelines for performing the assessment of various SREP elements for the consolidated group;
b. details of the application of benchmarks used for the assessment of SREP elements;
c. approach to assessing and scoring sub-categories of risks individually, where such sub-categories have been identified as material;
d. inputs required from the investment firm at consolidated and entity level for conducting the assessment of SREP elements;
e. outcomes of the assessment, including SREP scores assigned to various elements, and the overall SREP assessment and overall SREP score at consolidated and entity level. When discussing the assessment of individual risks to capital and liquidity, competent authorities should focus on the risks that are identified as material for the respective entities;
f. cross-border prudential implications of ML/TF risks and concerns; and
g. planned supervisory and early intervention measures, if relevant.

1. Overview

Summary	Regulation

Requirements
Source	Requirement

Standards
Source	Requirement

EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.