32. Guideline 15.1 is replaced by the following: 19 ‘15.1. Investment firms as defined in Article …

Guideline 15.1 is replaced by the following:

19 ‘15.1. Investment firms as defined in Article 4(1) (1) of Directive 2014/65/EU should consider when providing or executing investment services or activities as defined in Article 4(1)(2) of Directive (EU) 2014/65 the following risk factors and measures alongside those set out in Title I of these Guidelines. Sectoral Guideline 12 and Guideline 21 may also be relevant in this con-text.’

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.