+50. As part of the assessment of the management body suitability, the issuer of ARTs or the CASP …

50. As part of the assessment of the management body suitability, the issuer of ARTs or the CASP …

As part of the assessment of the management body suitability, the issuer of ARTs or the CASP should assess the knowledge, skills and experience of individual members. For that purpose, the issuer of ART or the CASP should:

  • a. gather information through various channels and instruments (e.g. diplomas and cer-tificates, recommendation letters, curricula vitae, interviews, questionnaires);
  • b. require the assessed individual to provide accurate information and to provide proof of that information, where necessary;
  • c. validate, to the extent possible, the correctness of the information provided by the assessed individual;
  • d. where applicable, evaluate within the management body in its supervisory function the assessment results; and
  • e. where necessary, identify necessary corrective measures.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.