+Article 13 Remediation plan
---+Article 13 1
---+Article 13 2
|
Article 13 Remediation plan
-
1. Overview
| Summary |
Regulation |
|
Article 13 1
|
1. Within 8 weeks from the notification referred to in Article 12(7) of this Regulation, the financial entity shall provide the remediation plans and the documentation referred to in Article 26(6) of Regulation (EU) 2022/2554 to the TLPT authority and, where different, to the financial entity’s competent authority.
|
|
Article 13 2
|
2. The remediation plan referred in paragraph 1 shall include, for each finding occurred in the framework of the TLPT:
|
(a)
|
a description of the identified shortcomings;
|
|
(b)
|
a description of the proposed remediation measures and of their prioritisation and expected completion, including, where relevant, measures to improve the identification, protection, detection and response capabilities;
|
|
(c)
|
a root cause analysis;
|
|
(d)
|
the financial entity’s staff or functions responsible for the implementation of the proposed remediation measures or improvements;
|
|
(e)
|
the risks associated to not implementing the measures referred to in point (b) and, where relevant, risks associated to the implementation of such measures.
|
|
,
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- Builddate: 18.06.2025 00:00:00 -Doknr: CELEX:32025R1190
- EULAW -
EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.
DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.
|