+TITLE IV REQUIREMENTS FOR CCPs
---+CHAPTER 1 Organisational requirements
------+Article 26 General provisions
---------+Article 26 1.
---------+Article 26 2.
---------+Article 26 3.
---------+Article 26 4.
---------+Article 26 5.
---------+Article 26 7.
---------+Article 26 8.
---------+Article 26 9.
------+Article 27 Senior management and the board
---------+Article 27 1.
---------+Article 27 2.
---------+Article 27 2a.
---------+Article 27 3.
------+Article 28 Risk committee
---------+Article 28 1.
---------+Article 28 2.
---------+Article 28 3.
---------+Article 28 4.
---------+Article 28 5.
------+Article 29 Record keeping
---------+Article 29 1.
---------+Article 29 2.
---------+Article 29 3.
---------+Article 29 4.
---------+Article 29 5.
------+Article 30 Shareholders and members with qualifying holdings
---------+Article 30 1.
---------+Article 30 2.
---------+Article 30 3.
---------+Article 30 4.
---------+Article 30 5.
------+Article 31 Information to competent authorities
---------+Article 31 1.
---------+Article 31 2.
---------+Article 31 3.
---------+Article 31 4.
---------+Article 31 5.
---------+Article 31 6.
---------+Article 31 7.
---------+Article 31 8.
------+Article 32 Assessment
---------+Article 32 1.
---------+Article 32 2.
---------+Article 32 3.
---------+Article 32 4.
---------+Article 32 5.
---------+Article 32 6.
---------+Article 32 7.
------+Article 33 Conflicts of interest
---------+Article 33 1.
---------+Article 33 2.
---------+Article 33 3.
---------+Article 33 4.
---------+Article 33 5.
------+Article 34 Business continuity
---------+Article 34 1.
---------+Article 34 2.
---------+Article 34 3.
------+Article 35 Outsourcing
---------+Article 35 1.
---------+Article 35 2.
---------+Article 35 3.
---+CHAPTER 2 Conduct of business rules
------+Article 36 General provisions
---------+Article 36 1.
---------+Article 36 2.
------+Article 37 Participation requirements
---------+Article 37 1.
---------+Article 37 1a.
---------+Article 37 2.
---------+Article 37 3.
---------+Article 37 4.
---------+Article 37 5.
---------+Article 37 6.
---------+Article 37 7.
------+Article 38 Transparency
---------+Article 38 1.
---------+Article 38 2.
---------+Article 38 3.
---------+Article 38 4.
---------+Article 38 5.
---------+Article 38 6.
---------+Article 38 7.
---------+Article 38 8.
---------+Article 38 9.
---------+Article 38 10.
------+Article 39 Segregation and portability
---------+Article 39 1.
---------+Article 39 2.
---------+Article 39 3.
---------+Article 39 4.
---------+Article 39 5.
---------+Article 39 6.
---------+Article 39 7.
---------+Article 39 8.
---------+Article 39 9.
---------+Article 39 10.
---------+Article 39 11.
---+CHAPTER 3 Prudential requirements
------+Article 40 Exposure management
------+Article 41 Margin requirements
---------+Article 41 1.
---------+Article 41 2.
---------+Article 41 3.
---------+Article 41 4.
---------+Article 41 5.
------+Article 42 Default fund
---------+Article 42 1.
---------+Article 42 2.
---------+Article 42 3.
---------+Article 42 4.
---------+Article 42 5.
------+Article 43 Other financial resources
---------+Article 43 1.
---------+Article 43 2.
---------+Article 43 3.
------+Article 44 Liquidity risk controls
---------+Article 44 1.
---------+Article 44 2.
------+Article 45 Default waterfall
---------+Article 45 1.
---------+Article 45 2.
---------+Article 45 3.
---------+Article 45 4.
---------+Article 45 5.
------+Article 45a Temporary restrictions in the case of a significant non-default event
---------+Article 45a 1.
---------+Article 45a 2.
---------+Article 45a 3.
------+Article 46 Collateral requirements
---------+Article 46 1.
---------+Article 46 2.
---------+Article 46 3.
------+Article 47 Investment policy
---------+Article 47 1.
---------+Article 47 2.
---------+Article 47 3.
---------+Article 47 4.
---------+Article 47 5.
---------+Article 47 6.
---------+Article 47 7.
---------+Article 47 8.
------+Article 48 Default procedures
---------+Article 48 1.
---------+Article 48 2.
---------+Article 48 3.
---------+Article 48 4.
---------+Article 48 5.
---------+Article 48 6.
---------+Article 48 7.
---------+Article 48 8.
------+Article 49 Review of models, stress testing and back testing
---------+Article 49 1.
---------+Article 49 1a.
---------+Article 49 1b.
---------+Article 49 1c.
---------+Article 49 1d.
---------+Article 49 1e.
---------+Article 49 1f.
---------+Article 49 1g.
---------+Article 49 1h.
---------+Article 49 1i.
---------+Article 49 2.
---------+Article 49 3.
---------+Article 49 4.
---------+Article 49 5.
---------+Article 49 6.
------+Article 49a Accelerated procedure for non-significant changes to a CCP’s models and parameters
---------+Article 49a 1.
---------+Article 49a 2.
---------+Article 49a 3.
---------+Article 49a 4.
---------+Article 49a 5.
---------+Article 49a 6.
---------+Article 49a 7.
------+Article 50 Settlement
---------+Article 50 1.
---------+Article 50 2.
---------+Article 50 3.
---+CHAPTER 4 Calculations and reporting for the purposes of Regulation (EU) No 575/2013
------+Article 50a Calculation of KCCP
---------+Article 50a 1.
---------+Article 50a 2.
---------+Article 50a 3.
---------+Article 50a 4.
------+Article 50b General rules for the calculation of KCCP
------+Article 50c Reporting of information
---------+Article 50c 1.
---------+Article 50c 2.
---------+Article 50c 3.
------+Article 50d Calculation of specific items to be reported by the CCP

TITLE IV REQUIREMENTS FOR CCPs

TITLE IV REQUIREMENTS FOR CCPs

1. Overview

,
Summary Regulation
CHAPTER 1 Organisational requirements CHAPTER 1 Organisational requirements
CHAPTER 2 Conduct of business rules CHAPTER 2 Conduct of business rules
CHAPTER 3 Prudential requirements CHAPTER 3 Prudential requirements
CHAPTER 4 Calculations and reporting for the purposes of Regulation (EU) No 575/2013 CHAPTER 4 Calculations and reporting for the purposes of Regulation (EU) No 575/2013

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • Builddate: 30.01.2027 00:00:00 -Doknr: CELEX:32012R0648
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