+CHAPTER VIA SANCTIONS AND MEASURES
---+Article 28 Administrative measures and sanctions
------+Article 28 1.
------+Article 28 2.
---+Article 28a Breaches
---+Article 28b Sanctioning powers
------+Article 28b 1.
------+Article 28b 2.
------+Article 28b 3.
---+Article 28c Exercise of sanctioning powers
------+Article 28c 1.
------+Article 28c 2.
---+Article 28d ESMA guidelines
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CHAPTER VIA SANCTIONS AND MEASURES
CHAPTER VIA SANCTIONS AND MEASURES
1. Overview
| Summary |
Regulation |
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Article 28 Administrative measures and sanctions
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Article 28a Breaches
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Article 28a
Article 28b shall apply at least to the following breaches:
(a)
failure by the issuer to make public, within the required time limit, information required under the national provisions adopted in transposition of Articles 4, 5, 6, 14 and 16;
(b)
failure by the natural or the legal person to notify, within the required time limit, the acquisition or disposal of a major holding in accordance with the national provisions adopted in transposition of Articles 9, 10, 12, 13 and 13a.
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Article 28b Sanctioning powers
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Article 28c Exercise of sanctioning powers
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Article 28d ESMA guidelines
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Article 28d
After consulting the European Environment Agency and the European Union Agency for Fundamental Rights, ESMA shall issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 on the supervision of sustainability reporting by national competent authorities.
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,
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32004L0109
- EULAW -
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