+TITLE VI AUTHORISATION, REGISTRATION AND SUPERVISION OF ADMINISTRATORS
---+CHAPTER 1 Authorisation and registration
------+Article 34 Authorisation and registration of an administrator
---------+Article 34 1.
---------+Article 34 1a.
---------+Article 34 2.
---------+Article 34 3.
---------+Article 34 4.
---------+Article 34 5.
---------+Article 34 6.
---------+Article 34 7.
---------+Article 34 8.
------+Article 35 Withdrawal or suspension of authorisation or registration
---------+Article 35 1.
---------+Article 35 2.
---------+Article 35 3.
---------+Article 35 4.
------+Article 36 Register of administrators and benchmarks
---------+Article 36 1.
---------+Article 36 2.
---+CHAPTER 2 Supervisory cooperation
------+Article 37 Delegation of tasks between competent authorities
---------+Article 37 1.
---------+Article 37 2.
---------+Article 37 3.
------+Article 38 Disclosure of information from another Member State
------+Article 39 Cooperation on on-site inspections and investigations
---------+Article 39 1.
---------+Article 39 2.
---------+Article 39 3.
---+CHAPTER 3 Role of competent authorities
------+Article 40 Competent authorities
---------+Article 40 1.
---------+Article 40 2.
---------+Article 40 3.
---------+Article 40 4.
------+Article 41 Powers of competent authorities
---------+Article 41 1.
---------+Article 41 2.
---------+Article 41 3.
---------+Article 41 4.
------+Article 42 Administrative sanctions and other administrative measures
---------+Article 42 1.
---------+Article 42 2.
---------+Article 42 3.
---------+Article 42 4.
------+Article 43 Exercise of supervisory powers and imposition of sanctions
---------+Article 43 1.
---------+Article 43 2.
------+Article 44 Obligation to cooperate
---------+Article 44 1.
---------+Article 44 2.
------+Article 45 Publication of decisions
---------+Article 45 1.
---------+Article 45 2.
---------+Article 45 3.
---------+Article 45 4.
---------+Article 45 5.
------+Article 46 Colleges
---------+Article 46 1.
---------+Article 46 2.
---------+Article 46 3.
---------+Article 46 4.
---------+Article 46 5.
---------+Article 46 6.
---------+Article 46 7.
---------+Article 46 8.
---------+Article 46 9.
---------+Article 46 10.
---------+Article 46 11.
------+Article 47 Cooperation with ESMA
---------+Article 47 1.
---------+Article 47 2.
---------+Article 47 3.
------+Article 48 Professional secrecy
---------+Article 48 1.
---------+Article 48 2.
---------+Article 48 3.
---------+Article 48 4.
---+CHAPTER 4 ESMA powers and competences
------+Section 1 Competences and procedures
---------+Article 48a Exercise of the powers by ESMA
---------+Article 48b Request for information
------------+Article 48b 1.
------------+Article 48b 2.
------------+Article 48b 3.
------------+Article 48b 4.
------------+Article 48b 5.
---------+Article 48c General investigations
------------+Article 48c 1.
------------+Article 48c 2.
------------+Article 48c 3.
------------+Article 48c 4.
------------+Article 48c 5.
------------+Article 48c 6.
---------+Article 48d On-site inspections
------------+Article 48d 1.
------------+Article 48d 2.
------------+Article 48d 3.
------------+Article 48d 4.
------------+Article 48d 5.
------------+Article 48d 6.
------------+Article 48d 7.
------------+Article 48d 8.
------------+Article 48d 9.
------------+Article 48d 10.
------+Section 2 Administrative sanctions and other administrative measures
---------+Article 48e Supervisory measures by ESMA
------------+Article 48e 1.
------------+Article 48e 2.
------------+Article 48e 3.
---------+Article 48f Fines
------------+Article 48f 1.
------------+Article 48f 2.
------------+Article 48f 3.
------------+Article 48f 4.
------------+Article 48f 5.
---------+Article 48g Periodic penalty payments
------------+Article 48g 1.
------------+Article 48g 2.
------------+Article 48g 3.
------------+Article 48g 4.
---------+Article 48h Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
------------+Article 48h 1.
------------+Article 48h 2.
------------+Article 48h 3.
------------+Article 48h 4.
------------+Article 48h 5.
------+Section 3 Procedures and review
---------+Article 48i Procedural rules for taking supervisory measures and imposing fines
------------+Article 48i 1.
------------+Article 48i 2.
------------+Article 48i 3.
------------+Article 48i 4.
------------+Article 48i 5.
------------+Article 48i 6.
------------+Article 48i 7.
------------+Article 48i 8.
------------+Article 48i 9.
------------+Article 48i 10.
------------+Article 48i 11.
---------+Article 48j Hearing of the persons subject to investigations
------------+Article 48j 1.
------------+Article 48j 2.
---------+Article 48k Review by the Court of Justice
------+Section 4 Fees and delegation
---------+Article 48l Supervisory fees
------------+Article 48l 1.
------------+Article 48l 2.
------------+Article 48l 3.
---------+Article 48m Delegation of tasks by ESMA to competent authorities
------------+Article 48m 1.
------------+Article 48m 2.
------------+Article 48m 3.
------------+Article 48m 4.
------------+Article 48m 5.
---------+Article 48n Transition measures related to ESMA
------------+Article 48n 1.
------------+Article 48n 1a.
------------+Article 48n 2.
------------+Article 48n 2a.
------------+Article 48n 3.
------------+Article 48n 3a.
------------+Article 48n 4.
------------+Article 48n 5.

TITLE VI AUTHORISATION, REGISTRATION AND SUPERVISION OF ADMINISTRATORS

TITLE VI AUTHORISATION, REGISTRATION AND SUPERVISION OF ADMINISTRATORS

1. Overview

,
CHAPTER 1 Authorisation and registration CHAPTER 1 Authorisation and registration
CHAPTER 2 Supervisory cooperation CHAPTER 2 Supervisory cooperation
CHAPTER 3 Role of competent authorities CHAPTER 3 Role of competent authorities
CHAPTER 4 ESMA powers and competences CHAPTER 4 ESMA powers and competences

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 01.01.2026 00:00:00 -Doknr: CELEX:32016R1011
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.