+CHAPTER IV Conditions governing business
---+Section 1 Responsibility of the administrative, management or supervisory body
------+Article 40 Responsibility of the administrative, management or supervisory body
---+Section 2 System of governance
------+Article 41 General governance requirements
---------+Article 41 1.
---------+Article 41 2.
---------+Article 41 3.
---------+Article 41 4.
---------+Article 41 5.
------+Article 42 Fit and proper requirements for persons who effectively run the undertaking or have other key functions
---------+Article 42 1.
---------+Article 42 2.
---------+Article 42 3.
------+Article 43 Proof of good repute
---------+Article 43 1.
---------+Article 43 2.
---------+Article 43 3.
---------+Article 43 4.
------+Article 44 Risk management
---------+Article 44 1.
---------+Article 44 2.
---------+Article 44 2a.
---------+Article 44 3.
---------+Article 44 4.
---------+Article 44 4a.
---------+Article 44 5.
------+Article 45 Own risk and solvency assessment
---------+Article 45 1.
---------+Article 45 2.
---------+Article 45 2a.
---------+Article 45 3.
---------+Article 45 4.
---------+Article 45 5.
---------+Article 45 6.
---------+Article 45 7.
------+Article 46 Internal control
---------+Article 46 1.
---------+Article 46 2.
------+Article 47 Internal audit
---------+Article 47 1.
---------+Article 47 2.
---------+Article 47 3.
------+Article 48 Actuarial function
---------+Article 48 1.
---------+Article 48 2.
------+Article 49 Outsourcing
---------+Article 49 1.
---------+Article 49 2.
---------+Article 49 3.
------+Article 50 Delegated acts and regulatory technical standards
---------+Article 50 1.
---------+Article 50 2.
---------+Article 50 3.
---+Section 3 Public disclosure
------+Article 51 Report on solvency and financial condition: contents
---------+Article 51 1.
---------+Article 51 1a.
---------+Article 51 2.
------+Article 52 Information for and reports by the European Insurance and Occupational Pensions Authority
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
------+Article 53 Report on solvency and financial condition: applicable principles
---------+Article 53 1.
---------+Article 53 2.
---------+Article 53 3.
---------+Article 53 4.
------+Article 54 Report on solvency and financial condition: updates and additional voluntary information
---------+Article 54 1.
---------+Article 54 2.
------+Article 55 Report on solvency and financial condition: policy and approval
---------+Article 55 1.
---------+Article 55 2.
------+Article 56 Solvency and financial condition report: delegated acts and implementing technical standards
---+Section 4 Qualifying holdings
------+Article 57 Acquisitions
---------+Article 57 1.
---------+Article 57 2.
------+Article 58 Assessment period
---------+Article 58 1.
---------+Article 58 2.
---------+Article 58 3.
---------+Article 58 4.
---------+Article 58 5.
---------+Article 58 6.
---------+Article 58 7.
---------+Article 58 8.
---------+Article 58 9.
------+Article 59 Assessment
---------+Article 59 1.
---------+Article 59 2.
---------+Article 59 3.
---------+Article 59 4.
---------+Article 59 5.
------+Article 60 Acquisitions by regulated financial undertakings
---------+Article 60 1.
---------+Article 60 2.
------+Article 61 Information to the supervisory authority by the insurance or reinsurance undertaking
------+Article 62 Qualifying holdings, powers of the supervisory authority
------+Article 63 Voting rights
---+Section 5 Professional secrecy, exchange of information and promotion of supervisory convergence
------+Article 64 Professional secrecy
------+Article 65 Exchange of information between supervisory authorities of Member States
------+Article 65a Cooperation with EIOPA
------+Article 66 Cooperation agreements with third countries
------+Article 67 Use of confidential information
------+Article 67a European Parliament powers of investigation
------+Article 68 Exchange of information with other authorities
---------+Article 68 1.
---------+Article 68 2.
---------+Article 68 3.
---------+Article 68 4.
------+Article 69 Disclosure of information to government administrations responsible for financial legislation
------+Article 70 Transmission of information to central banks, monetary authorities, payment systems overseers and the European Systemic Risk Board
---------+Article 70 1.
---------+Article 70 2.
---------+Article 70 3.
------+Article 71 Supervisory convergence
---------+Article 71 1.
---------+Article 71 2.
---+Section 6 Duties of auditors
------+Article 72 Duties of auditors
---------+Article 72 1.
---------+Article 72 2.

CHAPTER IV Conditions governing business

CHAPTER IV Conditions governing business

1. Overview

,
Section 1 Responsibility of the administrative, management or supervisory body Section 1 Responsibility of the administrative, management or supervisory body
Section 2 System of governance Section 2 System of governance
Section 3 Public disclosure Section 3 Public disclosure
Section 4 Qualifying holdings Section 4 Qualifying holdings
Section 5 Professional secrecy, exchange of information and promotion of supervisory convergence Section 5 Professional secrecy, exchange of information and promotion of supervisory convergence
Section 6 Duties of auditors Section 6 Duties of auditors

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 30.01.2027 00:00:00 -Doknr: CELEX:32009L0138
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