+TITLE V SUPERVISION BY COMPETENT AUTHORITIES AND ESMA
---+CHAPTER 1 Competent authorities
------+Article 44 Supervision by competent authorities
---------+Article 44 1.
---------+Article 44 2.
---------+Article 44 3.
------+Article 45 Powers of competent authorities
---------+Article 45 1.
---------+Article 45 2.
---------+Article 45 3.
---------+Article 45 4.
------+Article 46 Cooperation between competent authorities
---------+Article 46 1.
---------+Article 46 2.
---------+Article 46 3.
---------+Article 46 4.
---------+Article 46 5.
---------+Article 46 6.
---------+Article 46 7.
------+Article 47 Professional secrecy
---------+Article 47 1.
---------+Article 47 2.
------+Article 48 Precautionary measures
---------+Article 48 1.
---------+Article 48 2.
---------+Article 48 3.
------+Article 49 Administrative penalties and other administrative measures
---------+Article 49 1.
---------+Article 49 2.
---------+Article 49 3.
---------+Article 49 4.
---------+Article 49 5.
------+Article 50 Exercise of supervisory powers and powers to impose penalties
---------+Article 50 1.
---------+Article 50 2.
------+Article 51 Right of appeal
------+Article 52 Publication of decisions
---------+Article 52 1.
---------+Article 52 2.
---------+Article 52 3.
---------+Article 52 4.
------+Article 53 Reporting of administrative penalties and other administrative measures to ESMA
---------+Article 53 1.
---------+Article 53 2.
---------+Article 53 3.
---------+Article 53 4.
---+CHAPTER 2 ESMA
------+Article 54 Requests for information
---------+Article 54 1.
---------+Article 54 2.
---------+Article 54 3.
---------+Article 54 4.
---------+Article 54 5.
------+Article 55 General investigations
---------+Article 55 1.
---------+Article 55 2.
---------+Article 55 3.
---------+Article 55 4.
---------+Article 55 5.
---------+Article 55 6.
------+Article 56 On-site inspections
---------+Article 56 1.
---------+Article 56 2.
---------+Article 56 3.
---------+Article 56 4.
---------+Article 56 5.
---------+Article 56 6.
---------+Article 56 7.
---------+Article 56 8.
---------+Article 56 9.
------+Article 57 Exercise of the powers referred to in Articles 54, 55 and 56
------+Article 58 Exchange of information
---------+Article 58 1.
---------+Article 58 2.
------+Article 59 Supervisory measures by ESMA
---------+Article 59 1.
---------+Article 59 2.
---------+Article 59 3.
---------+Article 59 4.
------+Article 60 Fines
---------+Article 60 1.
---------+Article 60 2.
---------+Article 60 3.
---------+Article 60 4.
------+Article 61 Periodic penalty payments
---------+Article 61 1.
---------+Article 61 2.
---------+Article 61 3.
---------+Article 61 4.
------+Article 62 Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
---------+Article 62 1.
---------+Article 62 2.
---------+Article 62 3.
---------+Article 62 4.
---------+Article 62 5.
------+Article 63 Procedural rules for taking supervisory measures and imposing fines
---------+Article 63 1.
---------+Article 63 2.
---------+Article 63 3.
---------+Article 63 4.
---------+Article 63 5.
---------+Article 63 6.
---------+Article 63 7.
---------+Article 63 8.
---------+Article 63 9.
---------+Article 63 10.
---------+Article 63 11.
------+Article 64 Hearing of the persons subject to decisions pursuant to Articles 59, 60 and 61
---------+Article 64 1.
---------+Article 64 2.
---------+Article 64 3.
------+Article 65 Review by the Court of Justice
------+Article 66 Registration, recognition and supervisory fees
---------+Article 66 1.
---------+Article 66 2.
---------+Article 66 3.
---------+Article 66 4.
------+Article 67 ESMA register of external reviewers and third-country external reviewers
---------+Article 67 1.
---------+Article 67 2.
---------+Article 67 3.

TITLE V SUPERVISION BY COMPETENT AUTHORITIES AND ESMA

TITLE V SUPERVISION BY COMPETENT AUTHORITIES AND ESMA

1. Overview

,
CHAPTER 1 Competent authorities CHAPTER 1 Competent authorities
CHAPTER 2 ESMA CHAPTER 2 ESMA

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32023R2631
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