+CHAPTER 4 Supervision by ESMA
---+Section 1 General principles
------+Article 28 Non-interference with the content of ESG ratings or methodologies
------+Article 29 ESMA
---------+Article 29 1
---------+Article 29 2
---------+Article 29 3
---------+Article 29 4
---------+Article 29 5
---------+Article 29 6
------+Article 30 Competent authorities
---------+Article 30 1
---------+Article 30 2
------+Article 31 Exercise of the powers referred to in Articles 32, 33 and 34
------+Article 32 Requests for information
---------+Article 32 1
---------+Article 32 2
---------+Article 32 3
---------+Article 32 4
---------+Article 32 5
------+Article 33 General investigations
---------+Article 33 1
---------+Article 33 2
---------+Article 33 3
---------+Article 33 4
---------+Article 33 5
---------+Article 33 6
------+Article 34 On-site inspections
---------+Article 34 1
---------+Article 34 2
---------+Article 34 3
---------+Article 34 4
---------+Article 34 5
---------+Article 34 6
---------+Article 34 7
---------+Article 34 8
---------+Article 34 9
---+Section 2 Supervisory measures and penalties
------+Article 35 Supervisory measures by ESMA
---------+Article 35 1
---------+Article 35 2
---------+Article 35 3
---------+Article 35 4
---------+Article 35 5
---------+Article 35 6
---------+Article 35 7
------+Article 36 Fines
---------+Article 36 1
---------+Article 36 2
---------+Article 36 3
---------+Article 36 4
---------+Article 36 5
------+Article 37 Periodic penalty payments
---------+Article 37 1
---------+Article 37 2
---------+Article 37 3
---------+Article 37 4
------+Article 38 Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
---------+Article 38 1
---------+Article 38 2
---------+Article 38 3
---------+Article 38 4
---+Section 3 Procedures and review
------+Article 39 Procedural rules for taking supervisory measures and imposing fines
---------+Article 39 1
---------+Article 39 2
---------+Article 39 3
---------+Article 39 4
---------+Article 39 5
---------+Article 39 6
---------+Article 39 7
---------+Article 39 8
---------+Article 39 9
---------+Article 39 10
------+Article 40 Hearing of persons subject to investigations
---------+Article 40 1
---------+Article 40 2
------+Article 41 Review by the Court of Justice of the European Union
---+Section 4 Fees and delegation
------+Article 42 Supervisory fees
---------+Article 42 1
---------+Article 42 2

CHAPTER 4 Supervision by ESMA

CHAPTER 4 Supervision by ESMA

1. Overview

,
Section 1 General principles Section 1 General principles
Section 2 Supervisory measures and penalties Section 2 Supervisory measures and penalties
Section 3 Procedures and review Section 3 Procedures and review
Section 4 Fees and delegation Section 4 Fees and delegation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 12.12.2024 00:00:00 -Doknr: CELEX:32024R3005
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