+Section 3 Requirements for CSD services
---+Article 36 General provisions
---+Article 37 Integrity of the issue
------+Article 37 1.
------+Article 37 2.
------+Article 37 3.
------+Article 37 4.
---+Article 38 Protection of securities of participants and those of their clients
------+Article 38 1.
------+Article 38 2.
------+Article 38 3.
------+Article 38 4.
------+Article 38 5.
------+Article 38 6.
------+Article 38 7.
---+Article 39 Settlement finality
------+Article 39 1.
------+Article 39 2.
------+Article 39 3.
------+Article 39 4.
------+Article 39 5.
------+Article 39 6.
------+Article 39 7.
---+Article 40 Cash settlement
------+Article 40 1.
------+Article 40 2.
------+Article 40 3.
---+Article 41 Participant default rules and procedures
------+Article 41 1.
------+Article 41 2.
------+Article 41 3.
------+Article 41 4.

Section 3 Requirements for CSD services

Section 3 Requirements for CSD services

1. Overview

,
Summary Regulation
Article 36 General provisions

Article 36

General provisions

For each securities settlement system it operates a CSD shall have appropriate rules and procedures, including robust accounting practices and controls, to help ensure the integrity of securities issues, and minimise and manage the risks associated with the safekeeping and settlement of transactions in securities.

Article 37 Integrity of the issue
Article 38 Protection of securities of participants and those of their clients
Article 39 Settlement finality
Article 40 Cash settlement
Article 41 Participant default rules and procedures

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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