+TITLE VIa ESMA POWERS AND COMPETENCES
---+CHAPTER 1 Competences and procedures
------+Article 38a Exercise of ESMA’s powers
------+Article 38b Request for information
---------+Article 38b 1.
---------+Article 38b 2.
---------+Article 38b 3.
---------+Article 38b 4.
---------+Article 38b 5.
------+Article 38c General investigations
---------+Article 38c 1.
---------+Article 38c 2.
---------+Article 38c 3.
---------+Article 38c 4.
---------+Article 38c 5.
---------+Article 38c 6.
------+Article 38d On-site inspections
---------+Article 38d 1.
---------+Article 38d 2.
---------+Article 38d 3.
---------+Article 38d 4.
---------+Article 38d 5.
---------+Article 38d 6.
---------+Article 38d 7.
---------+Article 38d 8.
---------+Article 38d 9.
---------+Article 38d 10.
------+Article 38e Exchange of information
------+Article 38f Professional secrecy
------+Article 38g Supervisory measures by ESMA
---------+Article 38g 1.
---------+Article 38g 2.
---------+Article 38g 3.
---+CHAPTER 2 Administrative sanctions and other administrative measures
------+Article 38h Fines
---------+Article 38h 1.
---------+Article 38h 2.
---------+Article 38h 3.
------+Article 38i Periodic penalty payments
---------+Article 38i 1.
---------+Article 38i 2.
---------+Article 38i 3.
---------+Article 38i 4.
------+Article 38j Disclosure, nature, enforcement and allocation of fines and periodic penalty payments
---------+Article 38j 1.
---------+Article 38j 2.
---------+Article 38j 3.
---------+Article 38j 4.
---------+Article 38j 5.
------+Article 38k Procedural rules for taking supervisory measures and imposing fines
---------+Article 38k 1.
---------+Article 38k 2.
---------+Article 38k 3.
---------+Article 38k 4.
---------+Article 38k 5.
---------+Article 38k 6.
---------+Article 38k 7.
---------+Article 38k 8.
---------+Article 38k 9.
---------+Article 38k 10.
---------+Article 38k 11.
------+Article 38l Hearing of the persons concerned
---------+Article 38l 1.
---------+Article 38l 2.
------+Article 38m Review by the Court of Justice
------+Article 38n Authorisation and supervisory fees
---------+Article 38n 1.
---------+Article 38n 2.
---------+Article 38n 3.
------+Article 38o Delegation of tasks by ESMA to competent authorities
---------+Article 38o 1.
---------+Article 38o 2.
---------+Article 38o 3.
---------+Article 38o 4.
---------+Article 38o 5.

TITLE VIa ESMA POWERS AND COMPETENCES

TITLE VIa ESMA POWERS AND COMPETENCES

1. Overview

,
CHAPTER 1 Competences and procedures CHAPTER 1 Competences and procedures
CHAPTER 2 Administrative sanctions and other administrative measures CHAPTER 2 Administrative sanctions and other administrative measures

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 23.11.2025 00:00:00 -Doknr: CELEX:32014R0600
  • EULAW -

    EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.

    DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.