+CHAPTER 3 Supervision on a consolidated basis
---+SECTION I Application of this Chapter to investment firm groups
------+Article 110a Scope of application to investment firm groups
---+Section I Principles for conducting supervision on a consolidated basis
------+Article 111 Determination of the consolidating supervisor
---------+Article 111 1.
---------+Article 111 2.
---------+Article 111 3.
---------+Article 111 4.
---------+Article 111 5.
---------+Article 111 6.
---------+Article 111 7.
------+Article 112 Coordination of supervisory activities by the consolidating supervisor
---------+Article 112 1.
---------+Article 112 2.
---------+Article 112 3.
------+Article 113 Joint decisions on institution-specific prudential requirements
---------+Article 113 1.
---------+Article 113 2.
---------+Article 113 3.
---------+Article 113 4.
---------+Article 113 5.
------+Article 114 Information requirements in emergency situations
---------+Article 114 1.
---------+Article 114 2.
------+Article 115 Coordination and cooperation arrangements
---------+Article 115 1.
---------+Article 115 2.
---------+Article 115 3.
------+Article 116 Colleges of supervisors
---------+Article 116 1.
---------+Article 116 1a.
---------+Article 116 2.
---------+Article 116 3.
---------+Article 116 4.
---------+Article 116 5.
---------+Article 116 6.
---------+Article 116 7.
---------+Article 116 8.
---------+Article 116 9.
------+Article 116a Accessibility of information on the European single access point
------+Article 117 Cooperation obligations
---------+Article 117 1.
---------+Article 117 2.
---------+Article 117 3.
---------+Article 117 4.
---------+Article 117 5.
---------+Article 117 6.
------+Article 118 Checking information concerning entities in other Member States
---+Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies
------+Article 119 Inclusion of holding companies in consolidated supervision
---------+Article 119 1.
---------+Article 119 2.
---------+Article 119 3.
------+Article 120 Supervision of mixed financial holding companies
---------+Article 120 1.
---------+Article 120 2.
---------+Article 120 3.
---------+Article 120 4.
------+Article 121 Qualification of members of the management body
------+Article 122 Requests for information and inspections
---------+Article 122 1.
---------+Article 122 2.
------+Article 123 Supervision
---------+Article 123 1.
---------+Article 123 2.
------+Article 124 Exchange of information
---------+Article 124 1.
---------+Article 124 2.
---------+Article 124 3.
------+Article 125 Cooperation
---------+Article 125 1.
---------+Article 125 2.
---------+Article 125 3.
------+Article 126 Penalties
------+Article 127 Assessment of equivalence of third countries’ consolidated supervision
---------+Article 127 1.
---------+Article 127 2.
---------+Article 127 3.

CHAPTER 3 Supervision on a consolidated basis

CHAPTER 3 Supervision on a consolidated basis

1. Overview

,
SECTION I Application of this Chapter to investment firm groups SECTION I Application of this Chapter to investment firm groups
Section I Principles for conducting supervision on a consolidated basis Section I Principles for conducting supervision on a consolidated basis
Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies Section II Financial holding companies, mixed financial holding companies and mixed-activity holding companies

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • Builddate: 11.07.2026 00:00:00 -Doknr: CELEX:32013L0036
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