+Section I Principles for conducting supervision on a consolidated basis
---+Article 111 Determination of the consolidating supervisor
------+Article 111 1.
------+Article 111 2.
------+Article 111 3.
------+Article 111 4.
------+Article 111 5.
------+Article 111 6.
------+Article 111 7.
---+Article 112 Coordination of supervisory activities by the consolidating supervisor
------+Article 112 1.
------+Article 112 2.
------+Article 112 3.
---+Article 113 Joint decisions on institution-specific prudential requirements
------+Article 113 1.
------+Article 113 2.
------+Article 113 3.
------+Article 113 4.
------+Article 113 5.
---+Article 114 Information requirements in emergency situations
------+Article 114 1.
------+Article 114 2.
---+Article 115 Coordination and cooperation arrangements
------+Article 115 1.
------+Article 115 2.
------+Article 115 3.
---+Article 116 Colleges of supervisors
------+Article 116 1.
------+Article 116 1a.
------+Article 116 2.
------+Article 116 3.
------+Article 116 4.
------+Article 116 5.
------+Article 116 6.
------+Article 116 7.
------+Article 116 8.
------+Article 116 9.
---+Article 116a Accessibility of information on the European single access point
---+Article 117 Cooperation obligations
------+Article 117 1.
------+Article 117 2.
------+Article 117 3.
------+Article 117 4.
------+Article 117 5.
------+Article 117 6.
---+Article 118 Checking information concerning entities in other Member States
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Section I Principles for conducting supervision on a consolidated basis
Section I Principles for conducting supervision on a consolidated basis
1. Overview
| Summary |
Regulation |
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Article 111 Determination of the consolidating supervisor
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Article 112 Coordination of supervisory activities by the consolidating supervisor
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Article 113 Joint decisions on institution-specific prudential requirements
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Article 114 Information requirements in emergency situations
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|
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Article 115 Coordination and cooperation arrangements
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Article 116 Colleges of supervisors
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Article 116a Accessibility of information on the European single access point
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Article 116a
Accessibility of information on the European single access point
From 10 January 2030, Member States shall ensure that the information referred to in Article 68(1) and (2) and Article 131(12) of this Directive is made accessible on the European single access point (ESAP) established under Regulation (EU) 2023/2859 of the European Parliament and of the Council (
35
). For that purpose, the collection body as defined in Article 2, point (2), of that Regulation shall be the competent authority or the designated authority.
Member States shall ensure that the information complies with the following requirements:
(a)
be submitted in a data extractable format as defined in Article 2, point (3), of Regulation (EU) 2023/2859;
(b)
be accompanied by the following metadata:
(i)
all the names of the natural person or institution to which the information relates;
(ii)
where available, the legal entity identifier of the institution, as specified pursuant to Article 7(4), point (b), of Regulation (EU) 2023/2859;
(iii)
the type of information, as classified pursuant to Article 7(4), point (c), of that Regulation;
(iv)
an indication of whether the information contains personal data.
|
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Article 117 Cooperation obligations
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|
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Article 118 Checking information concerning entities in other Member States
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Article 118
Checking information concerning entities in other Member States
Where, in applying this Directive and Regulation (EU) No 575/2013, the competent authorities of one Member State wish in specific cases to check the information concerning an institution, a financial holding company, a mixed financial holding company, a financial institution, an ancillary services undertaking, a mixed-activity holding company, a subsidiary as referred to in Article 125 or a subsidiary as referred to in Article 119(3), situated in another Member State, they shall ask the competent authorities of that other Member State to have that check carried out. The authorities which receive such a request shall, within the framework of their competence, act upon it either by carrying out the check themselves, by allowing the authorities who made the request to carry it out, or by allowing an auditor or expert to carry it out. The competent authority which made the request may, if it so wishes, participate in the check where it does not carry out the check itself.
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,
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- Builddate: 11.07.2026 00:00:00 -Doknr: CELEX:32013L0036
- EULAW -
EN: Legal acts of the European Union from EUR-Lex, https://eur-lex.europa.eu/. © European Union. Re-use is authorised by Decision 2011/833/EU, provided the source is acknowledged; the consolidated texts are licensed under CC BY 4.0 (EUR-Lex legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the legislation published in the Official Journal of the European Union is deemed authentic.
DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.
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