+198. Acceptable management actions will be subject to the guidance and judgement of competent …

198. Acceptable management actions will be subject to the guidance and judgement of competent …

Acceptable management actions will be subject to the guidance and judgement of competent authorities, and might include the following:

  • a) the review of internal risk appetite and risk limits;
  • b) the review of the use of risk mitigation techniques;
  • c) the revision of policies, such as those that relate to liquidity and funding or capital adequacy;
  • d) the reduction of distributions to shareholders;
  • e) the changes in the overall strategy and business plan and risk appetite; and
  • f) the raising of capital or funding.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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