+165. An institution should have specific procedures for assessing compliance with these policies …
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165. An institution should have specific procedures for assessing compliance with these policies …
An institution should have specific procedures for assessing compliance with these policies, taking into account the input of the risk management function. This should include a systematic prior assessment and documented opinion by the compliance function for new products or significant changes to existing products.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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