+204. Institutions should establish a permanent and effective compliance function to manage …
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204. Institutions should establish a permanent and effective compliance function to manage …
Institutions should establish a permanent and effective compliance function to manage compliance risk, and should appoint a person to be responsible for this function across the entire institution (the compliance officer or head of compliance).
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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