92. It is the responsibility of investment firms to identify the members of staff whose …

It is the responsibility of investment firms to identify the members of staff whose professional activities have a material impact on the risk profile of the investment firm or the assets it manages (identified staff). All investment firms should conduct annually a self-assessment in order to identify all staff whose professional activities have or may have a material impact on the risk profile of the investment firm or the assets it manages. The identification process should be part of the overall remuneration policy of the investment firm.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/