+90. The management body should develop, adopt, adhere to and promote high ethical and professional …
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90. The management body should develop, adopt, adhere to and promote high ethical and professional …
The management body should develop, adopt, adhere to and promote high ethical and professional standards, taking into account the specific needs and characteristics of the investment firms, and should ensure the implementation of such standards (through a code of conduct or similar instrument). It should also oversee adherence to these standards by staff. Where applicable, the management body may adopt and implement the investment firm ’s group-wide standards or common standards released by associations or other relevant organisations.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
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Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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