108. Actual or potential conflicts of interest that have been disclosed to the responsible function …

Actual or potential conflicts of interest that have been disclosed to the responsible function within the investment firm should be appropriately assessed and managed. If a conflict of interest of staff is identified, the investment firm should document the decision taken, in particular if the conflict of interest and the related risks have been accepted; and if it has been accepted, how this conflict of interest has been satisfactorily mitigated or remedied.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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