+116. When deciding on a loan or other transaction with a member of the management body or their …
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116. When deciding on a loan or other transaction with a member of the management body or their …
When deciding on a loan or other transaction with a member of the management body or their related parties, before taking a decision investment firms should assess the risk to which the investment firm might be exposed due to the transaction.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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