124. Investment firms should ensure that the person reporting the breach is appropriately protected …

Investment firms should ensure that the person reporting the breach is appropriately protected from any negative impact, e.g. retaliation, discrimination or other types of unfair treatment. The investment firm should ensure that no person under the investment firm ’s control engages in the victimisation of a person who has reported a breach and should take appropriate measures against those responsible for any such victimisation.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/