193. The IAF should, following a risk-based approach, independently review and provide objective …

The IAF should, following a risk-based approach, independently review and provide objective assurance of the compliance of all activities and units of an investment firm, including outsourced activities, with the investment firm ’ s policies and procedures and with external regulatory requirements. Each entity within the group should fall within the scope of the IAF.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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