206. On the basis of the abovementioned analysis, an investment firm should put in place: a. …

On the basis of the abovementioned analysis, an investment firm should put in place:

• a. contingency and business continuity plans to ensure that the investment firm reacts appropriately to emergencies and is able to maintain its most important business activities if there is disruption to its ordinary business procedures; and
• b. recovery plans for critical resources to enable the investment firm to return to ordinary business procedures in an appropriate timeframe. Any residual risk from potential business disruptions should be consistent with the investment firm ’s risk appetite.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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