+9. These Guidelines are addressed to competent authorities as defined in point (2) (and viii) of …
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9. These Guidelines are addressed to competent authorities as defined in point (2) (and viii) of …
These Guidelines are addressed to competent authorities as defined in point (2) (and viii) of Article 4 of Regulation (EU) No 1093/2010 and to financial institutions as defined in point (1) of Article 4 of Regulation (EU) No 1093/2010 that are investment firms defined in point (1) of Article 4(1) of Directive 2014/65/EU and subject to Article 25 and Article 34 of Directive (EU) 2019/2034 ( ‘ investment firms ’ ).
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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