+19. Changes to the sample of investment firms should be avoided as much as possible to ensure that …
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19. Changes to the sample of investment firms should be avoided as much as possible to ensure that …
Changes to the sample of investment firms should be avoided as much as possible to ensure that the sample remains stable and that changes to investment firms ’ practices can be identified. For the purposes of paragraph 18 competent authorities should inform the EBA about any changes compared to the previous data collection, including with regard to changes of names of investment firms or their legal entity identifier. Competent authorities should inform investment firms that are selected to participate in the data collections in a timely manner.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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