+Annex I – General information and information on remuneration for all staff in investment firms
---+(headcount) # #
---+year N (in EUR)
---+EUR)
|
Annex I – General information and information on remuneration for all staff in investment firms
Name of the investment firm Name Maximum ratio between the variable and fixed remuneration for identified staff set in the investment Percentage firm internal policy Does the investment firm benefit from the waiver under Article 32(4)(a) IFD at an institutional level? Yes/no The investment firm is a subsidiary of an EU parent institution that is subject to Directive 2013/36/EU Yes/no Financial year for which the remuneration is awarded (year N) Year | MB supervisory MB management function function | Dealing on Investment advice Portfolio Operation of Independent All other staff own account, and order management MTF/OTF control functions underwriting execution and placing of instruments |
Number of members
1. Overview
| Summary |
Regulation |
|
(headcount) # #
|
Total number of staff in FTEs1 # # # # # # Total net profit in year N (in EUR)2 Full amount in EUR (e.g. 123 456 789.00) Total dividends (or similar distributions) paid for
1 The numbers of staff should be expressed as full-time equivalents (FTEs) and be based on year-end numbers of staff in accordance with their individual working time arrangements. 2 Net profits should be based on the accounting system used for regulatory reporting. For groups, it is the profit (or loss) based on the consolidated accounts.
|
|
year N (in EUR)
|
Total remuneration (in
|
|
EUR)
|
Of which: variable remuneration (in EUR) Of which: fixed remuneration (in EUR)
|
,
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
|