5. These guidelines specify the common procedures and methodologies for the functioning of the …

These guidelines specify the common procedures and methodologies for the functioning of the supervisory review and evaluation process (SREP) referred to in Articles 36 and 45 of Directive (EU) 2019/2034⁵ and processes and actions taken with reference to Articles 39, 40, 41 and 42 of that Directive.

⁵ Directive (EU) 2019/2034 of the European Parliament and of the Council of the 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU (OJ L 314, 5.12.2019, p. 64).

1. Overview

1.1 References

• Article 36 Supervisory review and evaluation
• Article 45 Obligation to inform EBA

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/