23. Competent authorities should perform periodic assessments taking into account the minimum …

Competent authorities should perform periodic assessments taking into account the minimum engagement and proportionality criteria specified in Section 2.4. Competent authorities may perform more frequent assessments. Competent authorities should review the assessment in light of material new findings from the risk assessment where competent authorities determine that the findings may have a material impact on the investment firm’s own funds and/or liquidity resources.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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