25. Competent authorities should continuously assess the risk profile of the investment firm and …

Competent authorities should continuously assess the risk profile of the investment firm and its viability through the overall SREP assessment as specified in Title 10. Through the overall SREP assessment, competent authorities should determine the potential for risks to cause the failure of the investment firm given the adequacy of its own funds and liquidity resources, internal governance, controls and/or business model or strategy, and from this, the need to take early intervention measures, where applicable, and/or determine whether the investment firm can be considered to be failing or likely to fail.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/