+77. Competent authorities should analyse the investment firm’s main activities, geographies and …

77. Competent authorities should analyse the investment firm’s main activities, geographies and …

Competent authorities should analyse the investment firm’s main activities, geographies and market positions to identify, at the highest level of consolidation in the jurisdiction, the investment firm’s:

  • a. major geographies;
  • b. major subsidiaries/branches; and
  • c. main activities and, where relevant, business lines or product lines.

1. Overview

,
Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
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