93. For non-complex investment firms and where financial projections are not available or not …

For non-complex investment firms and where financial projections are not available or not reliable, competent authorities may assess the sustainability of the investment firm’s strategy in a qualitative manner focusing on:

• a. the overall planned growth per significant business activities and potential impact of the business environment on the ability to realise the strategy;
• b. the potential misalignment between the investment firm’s long-term profit incentive and the interests of consumers and financial markets;
• c. the consistency of the investment firm’s strategy with its risk appetite.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/