+102. Competent authorities should have regard to the principle of proportionality with a view to …
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102. Competent authorities should have regard to the principle of proportionality with a view to …
Competent authorities should have regard to the principle of proportionality with a view to ensure that the internal governance arrangements established by investment firms including within the context of investment firm groups, are consistent with the individual risk profile of the firm and the group, commensurate to their size and internal organization, relevant to their business model, suitable for the nature, scale and complexity of their activities and sufficient to effectively achieve the objectives of the relevant regulatory requirements.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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