+118. Competent authorities should assess whether the investment firm has established an appropriate …
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118. Competent authorities should assess whether the investment firm has established an appropriate …
Competent authorities should assess whether the investment firm has established an appropriate risk management framework and risk management processes. Competent authorities should review at least: - a. the risk strategy, risk appetite and risk management framework;
- b. the ICARAP framework;
- c. sensitivity to cyclical economic fluctuations.
5.6.1 Risk management framework, risk appetite and strategy
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
| Source |
Requirement |
3. Related Standards
Standards
| Source |
Requirement |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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